When you work with a financial services professional to develop a financial plan or purchase an insurance or investment product, you may share highly personal information about your health, assets, income, estate, business and family. The information we collect is critical to providing superior products and service. But we recognize that protecting the privacy and security of this information is an important responsibility.
We collect personal information to help us serve your financial needs; offer new products and services provide customer service and fulfill legal and regulatory requirements. “Personal information” refers to nonpublic personal financial and health information we obtain from you in connection with providing you with a financial product or service. We may obtain this information directly from you or from other sources.
• Information we receive from you or applications and related forms; such as name, address, social security number, assets and income;
• Information about your transactions and relationships with us and our affiliates; such as products or services purchased, account balances and payment history;
• Information we receive from consumer reporting agencies, such as credit relationships and history, and;
• Information we receive from third parties in order to issue and service your policies, such as motor vehicle reports and medical information.
St. Louis Financial Planners has procedures in place that limit access of personal information only to employees, representatives and service providers who need to know the information to perform business services or market products on your behalf. We also educate our employees about the importance of protecting the privacy and security of confidential personal information. Finally, we maintain physical, electronic and procedural safeguards that comply with federal and state regulations to guard your personal information.
Confidentiality is an established hallmark of St. Louis Financial Planners business. We understand the need to safeguard the personal information that you disclose to us and we have an established a tradition of discretion and respect for our customers privacy. We reinforce this daily in the way we routinely handle sensitive client information as part of our normal business operations.
St. Louis Financial Planners, Inc. is an Investment Advisor registered with the states of Missouri, Illinois and Texas and may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.
Axos Clearing LLC, 7103 South Revere Parkway, Centennial, CO 80112
This website has been prepared from data believed reliable, but no representation is made as to accuracy or completeness. Past performance is no assurance of future results. Total return and principal value will vary. Results reflect the deduction of advisory fees, brokerage commissions, or fund charges. Results reflect the reinvestment of dividends and other earnings. Part II of Form ADV is available upon request at no charge. If your objective and/or risk classification has changed, please notify us immediately.
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